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Series 63 Online Course

Master the concepts required to pass with integrated videos, streamlined content, chapter and comprehensive exams. Our online course is designed to ensure you pass your licensing exam on your first attempt.

What will I learn?

Securities industry professionals seeking to transact securities business with residents in most states as a broker-dealer agent are required to pass the Uniform Securities Agent State Law Exam, more commonly known as the Series 63 exam. This exam is developed by the North American Securities Administrators Association (NASAA) and administered by FINRA. This requirement is in addition to passing a FINRA representative-level exam.

Securities agents looking to obtain a Series 63 license must have entry-level knowledge of the state securities regulations, ethical business practices and fiduciary responsibilities. This course will deliver the content needed to successfully complete the Series 63 examination requirements.

Testable topics include:

The Uniform Securities Act of 1956 (USA), NASAA Statement of Policy and Model Rules, state registration and regulation of nonexempt persons, state registration of nonexempt securities, unethical and prohibited practices, handling of client funds and securities, and administrative procedures.

Learn
Watch, read, and listen to curriculum developed by industry experts & cross-referenced with the exam content outline.
Practice
Test your knowledge with retention questions, activities, chapter quizzes and simulate your licensing exam.
Pass
Pass your exam on the first attempt with courses trusted by the nation's top banks and insurance companies.
Online Courses feature engaging, interactive, and effective learning methods
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Chapter Exam and Retention Questions

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Drag and Drop Activities

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Printable PDF Study Manual

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Content Slides

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Simulated Licensing Exams

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Audio Enabled

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Online Note Taking

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Searchable Content

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A.D. Banker Support


Learn Everything
You need to pass
Watch, read, and listen to curriculum developed by industry experts.
Begin Learning

What our students are saying:

 

"Really appreciated it!"

"Wonderful, well organized course. Really appreciated it! The practice tests did a good job of preparing me for the real test."

- John G.

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